Singapore

Lead, Distribution Compliance Analytics and Reporting, Singapore

Lead, Distribution Compliance Analytics and Reporting, Singapore
Description
Job Profile Summary

In this role, you will oversee a team responsible for compliance reporting, misconduct analysis and data support for distribution channels.

Responsibilities
  • Lead and supervise a team to deliver compliance reporting, misconduct analysis and analytics support for distribution channels within stipulated timelines.
  • Oversee data‑supported assessment of suspected agency misconduct, including trend consolidation, investigation support and documentation of findings.
  • Prepare and review accurate, well‑structured reports, dashboards and management information for internal stakeholders and regulators.
  • Support oversight of surveillance activities, ensuring timely follow‑ups and remediation tracking.
  • Engage distribution channels to obtain relevant information for fair assessment of alleged misconduct and market conduct issues.
  • Uphold prescribed market and business conduct standards and maintain working knowledge of applicable regulations, Regional Compliance Standards and internal business rules.
  • Identify and implement improvements to reporting, data quality and team efficiency, including standardisation or automation initiatives.
  • Support projects and regulatory initiatives, contributing analytics, coordination and execution support.
Qualifications & Competencies
  • Comfortable leading or mentoring junior team members.
  • Strong analytical skills with the ability to interpret data and explain insights clearly.
  • Experience with reporting and AI tools (e.g., advanced Excel, Power BI or similar) is an advantage.
  • Good working knowledge of regulatory and market conduct requirements.
  • 6‑8 years of experience in compliance, market conduct, investigation, audit, reporting or analytics preferred.
  • Experience preferably in the areas of sales, customer complaints and/or investigation in insurance or financial services.
Education

Degree in any discipline. Relevant insurance qualifications (such as M5, M9, etc) would be an added advantage.

Equal Employment Opportunity

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part‑time / fixed‑term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third‑party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

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