Singapore

Regulatory Compliance Officer – Capital Markets (Singapore)

Regulatory Compliance Officer – Capital Markets (Singapore)
Description

We are partnering with an established international financial services firm with a growing presence in Singapore. As part of their expansion, they are looking to hire an experienced Regulatory Compliance professional to support their capital markets business.

Key Responsibilities
  • Provide regulatory advisory to business units on applicable MAS regulations and requirements
  • Ensure compliance with the Securities and Futures Act and relevant MAS Notices and Guidelines
  • Monitor and assess regulatory developments, advising on impact to business operations
  • Develop, review and maintain internal compliance policies and frameworks
  • Support regulatory reporting, submissions and liaison with regulators and exchanges
  • Participate in compliance monitoring, risk assessments and internal reviews
  • Provide compliance input on new products, services and business initiatives
Requirements
  • Minimum 6–10 years of compliance experience within a financial institution or CMS licensed firm
  • Strong working knowledge of MAS regulations, including capital markets framework
  • Experience in regulatory advisory, policy development and/or compliance monitoring
  • Exposure to capital markets products such as securities, derivatives or investment products preferred
  • Good stakeholder management skills and ability to work in a fast-paced environment
Additional Information

Opportunity to join a lean and dynamic team with regional exposure

Broad scope covering advisory, regulatory and business-facing responsibilities

Suitable for candidates looking to step into a hands‑on, growth-oriented environment

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Highlights
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