Distribution Risk & Compliance Manager, Singapore

About the company Our client is a prominent international financial institution dedicated to providing comprehensive advisory services and wealth management solutions. They maintain a strong market presence and are committed to upholding the highest standards of professional integrity and operational excellence.
About the job This role offers a pivotal opportunity to oversee regulatory frameworks and risk mitigation strategies within a leading financial distribution channel. Execute comprehensive regulatory assessments and gap analyses to ensure alignment with local financial industry standards.
Monitor sales conduct and distribution activities to maintain the integrity of professional advisory frameworks.
Deliver expert guidance on financial legislation and internal policies to various business units and stakeholders.
Manage anti-money laundering protocols, including risk assessments and transaction surveillance.
Coordinate business continuity planning and risk control self-assessment exercises to enhance operational resilience.
Skills and experience required To succeed in this role, you should possess a strong background in regulatory compliance within the financial advisory space. At least 5 years of professional experience in compliance roles encompassing distribution, regulatory affairs, and anti-money laundering.
In-depth knowledge of financial advisory notices and prevailing local regulatory frameworks.
Proven proficiency in data protection regulations and integrated risk management functions.
Exceptional communication abilities with a track record of effective collaboration across diverse business departments.
Relevant professional certifications in compliance or risk management will be highly regarded.
To apply online please use the 'apply' function, alternatively you may contact Lynette Lim. (EA: 94C3609/ R1435181 )