Senior Compliance and Officer, Singapore

## Senior Compliance and OfficerApplylocations: Singaporetime type: Full timeposted on: Posted Todayjob requisition id: 2026-8860### ### **Job Description:**Dimensional is a global investment manager and a leader in applying advanced financial science to equity and fixed income investment strategies. For more than 30 years, we have translated research into real-world investment solutions for clients.The Senior Compliance and Risk Officer reports directly to the Head of Compliance AxJ and plays a pivotal role in the evaluation, ongoing development, implementation and maintenance of Dimensional’s Compliance and Risk Management Frameworks. Importantly, the position will work closely with the local leadership team to further enhance our culture of compliance with regulatory, fiduciary and legal obligations, industry standards and internal company policy. Collaboration with global compliance and risk counterparts, as well as stakeholders in AxJ, is paramount to the success of the individual in this role.The position is based in our Singapore office.**Responsibilities*** Ongoing development, implementation and maintenance of Dimensional’s compliance monitoring program and compliance monitoring systems, to ensure the practical embedding of compliance within Dimensional’s business operations, including oversight in the regulatory compliance space, support in Code of Ethics, documentation of internal controls and maintenance of compliance databases.* Identification and analysis of all compliance obligations (existing and new) that impact on Dimensional’s operations, and seeking expert legal advice as required.* Reviewing and sign-off of all marketing material.* Monitoring regulatory reforms and industry developments, and responding to changes by way of implementing policy, process, and associated employee training.* Working with the local and global risk team to implement processes under the Enterprise Risk Management Program including coordinating risk assessments and maintaining risk registers.* Preparation of compliance reports to management, the Compliance Committee and the Board.* Provision of advice and training on compliance and risk related issues to the firm and its staff.* Incidents, complaints and breaches management.**Qualifications & Experience Required*** At least ten to twelve years experience with a global investment manager in compliance or risk related role.* Good working knowledge of both Singapore and Hong Kong regulatory regime, including the regulatory obligations of a Capital Markets Services Licence holder in Singapore and Licensed Corporation in Hong Kong.* Direct experience working with the MAS and SFC regulators a plus.* Good working knowledge of AML/CTF regulation, in particular client due diligence and ongoing monitoring.* Proven experience balancing commercial considerations with reputational and legal risk.* Experience with marketing review for regional institutional and advisor clients.* Well-developed computer skills; intermediate to expert use of MS Office is a must. Familiarity with Charles River or similar order entry systems desired.* Self-motivated individual who has high standards for accuracy and attention to detail.* Exceptional written and verbal communication skills, and a natural ability to effectively engage with senior management, directors, clients and other external stakeholders.* Strong work ethic and ability to demonstrate initiative, personal integrity and act as a mentor to junior members of the team.* Ambitious self-starter who is capable of rapidly learning key elements of the business, managing multiple projects and meeting deadlines.* Minimum of Bachelor degree in finance, legal or accounting or a related field.**Why DFA*** Hybrid working model for most roles, which permits working 2 days remotely each week. This maximizes in person collaboration and interaction while simultaneously providing flexibility!* Great career opportunities, both locally and potentially abroad.* Subsidized health insurance for individuals and family* Access to our health and fitness incentive program.* We provide financial and other support for those on a fertility journey, seeking to adopt, expecting a child or with a newborn, or entering menopause.* Reimbursement for pre-approved study, such as CFA, via our Global Education Assistance Policy as well as access to exam leave.* Free access to mental health and wellbeing support for you and your family through our Employee Assistance Program.* Access to life insurance. Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.It is the policy of the Company to provide equal opportunity for all employees and applicants. The Company recruits, hires, trains, promotes, compensates, and administers all personnel actions without regard to actual or perceived race, color, religion, religious practice, creed, sex, sex stereotyping, pregnancy (which includes pregnancy, childbirth, and medical conditions related to pregnancy, childbirth, or breastfeeding), caregiver status, gender, gender identity, gender expression, transgender identity, national origin, age, mental or physical disability, ancestry, medical condition, marital status, familial status, domestic partnership status, military or veteran status or service, unemployment status, citizenship status or alienage, sexual orientation, status as a victim of domestic violence, status as a victim of stalking, status as a victim of sex offenses, genetic information, political activities or recreational activities, arrest or conviction record, salary history, natural hairstyle or any other status protected by applicable law except as otherwise required or permitted by law or regulation applicable to the Company or its affiliates.### About UsAt Dimensional, we want to change the way the world thinks about investing. As a leading global investment firm, we offer systematic, value-added investment solutions based on robust science and thoughtful global team includes more than 1,600 passionate people with diverse experiences, education, strengths, and talents. With a learning mindset rooted in academia and powered by the great ideas in finance, we pursue what we believe are the strongest investment solutions, while providing a world-class client experience. Every employee plays a role in delivering these experiences, and we know we can achieve the most when we work as a team to endeavor to help improve investors’ lives.For more information about Dimensional and our current opportunities, please visit our Careers site.*Dimensional Fund Advisors LP is an investment advisor registered with the Securities and Exchange Commission.*### Notes to applicants* Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach: We are together on our campuses Tuesdays, Wednesdays, and Thursdays and have the choice to work in the office or remotely, depending on what is best for that work day, on Mondays and Fridays. This approach maximizes in-person collaboration and interaction while simultaneously providing flexibility and applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role.* Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer.* Here at Dimensional, we strive to be an inclusive workplace for all. Even if you do not match every qualification listed, if you are interested in who we are, what we do, and why we do it, we suggest and encourage you to apply.* The use of Artificial Intelligence during interviews and skill testing is prohibited, unless Dimensional Fund Advisors has authorized such use.* If you require reasonable accommodation in completing this application, interviewing, or otherwise participating in the employee selection process, such accommodation is available upon request. #J-18808-Ljbffr