Analyst/AVP, Corporate Compliance (Compliance Department), Singapore

Description

Job Responsibilities

Support the monitoring and oversight of compliance matters across APAC offices in accordance with Head Office policies and applicable local regulations.
Review and update existing policies in response to changes in laws, rules, and regulatory developments.
Maintain and ensure the bank’s compliance manual remains current and accurate.
Follow up on implementation of compliance initiatives and perform duties assigned by the Team Head.
Monitor and assess the effectiveness of compliance frameworks across designated APAC offices.
Stay informed on international compliance developments and Head Office policy updates; recommend and track necessary changes across APAC entities.
Provide advisory support on compliance-related matters (excluding legal advice).
Review materials and initiatives for adherence to regulatory requirements, including those under the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and relevant banking regulations.
Conduct on-the-job training for new hires and support broader compliance training programs.
Undertake additional responsibilities as assigned by the Team or Department Head.

Requirements

Bachelor’s degree or equivalent; a degree in Law is advantageous but not mandatory.
Strong working knowledge of banking/financial institution regulatory requirements and recent industry developments.
Familiarity with SFA, FAA, and regulatory frameworks governing licensing and regulated activities.
Detail-oriented with strong analytical and problem-solving abilities.
Practical, hands-on approach with sound judgment and a balanced perspective.
Ability to perform effectively under pressure in a fast-paced environment.

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